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Current Opportunities

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Senior Compliance Associate Financial Services

  • Permanent
  • London
  • £60000 - £70000 per annum + bonus and bens GBP / Year

This role is a brand new role, based in London and supporting the Group Head of Compliance in a strategic generalist capacity as well as looking after the BAU daily generalist compliance of the Bermuda office.

The Role

  • Reviewing policies and procedures
  • Design and execute compliance monitoring plans
  • Manage training initiatives
  • Support the regional business units in their compliance methodology
  • Encourage a culture of compliance across the business
  • Support the Head of Compliance in various projects.
  • Provide the Bermuda office with daily compliance support.

The Candidate

  • A minimum of 4 years of generalist compliance experience in a financial services firm, ideally Insurance or Investment Management but other sectors of FS may also work as long as it is generalist (and not a specialism like Financial Crime or KYC of Monitoring etc)
  • CISI / ICA compliance qualification or similar
  • MS365 proficient with experience using FinScan and ORBIS a huge advantage.
  • Strong communication skills
  • Flexible attitude

This role is 3 days in the office with 2 at home.

There can be no visa sponsorship for this position

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Carnegie Consulting Ltd
25 Gerrard Street, London, W1D 6JL

Phone: 0203 427 5661
Email: [email protected]

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353 Lexington Avenue 4th Floor Suite 400 #286
New York, NY 1001

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Operations Analyst at leading Asset Manager
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Catherine Davies, Head of Talent, Resourcing & Development, Tilney Group Ltd
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HR Director; Private Equity
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HR Professional; Investment Management
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Private Equity Client & Candidate
I have known Darren and the team at Carnegie for many years now and have worked with them on a couple of fronts. For peers in the industry I also either recommend them to Darren if they are looking for a role personally or within their firm. Darren has been a great sounding board for us when we have been thinking about building the team out. Lastly, Darren is incredibly responsive, understands the candidates/companies needs"
Director; Real Estate Private Equity
"Richard is one of the most professional headhunters I have met. He also is extremely competent when it comes to negotiating the terms of an employment contract. If you are a company looking to recruit or a job seeker, I would highly recommend you speak to Richard. You will not be disappointed! He is smart, to the point, and very quick with execution."
George Ault
John Hindley at Carnegie placed me into my first private equity accounting role. He could not have been more understanding of what I was looking for. He provided great insight and advice and was very easy to communicate with throughout the process - a very nice guy. I would highly recommend him to anyone looking for a similar role - thank you John.
Karen Barnett Head of Human Resources at Merian Global Investors (formerly Old Mutual Global Investors); Karen was a client of Guy’s
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COO; Asset Manager
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Head of Performance, Global Asset Manager
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Finance VP; Real Estate Private Equity
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Senior HR Manager, Private Equity
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Chris is the stand-out recruiter for me both as a potential employer and as a candidate. I have receommended him to a number of colleagues over the years and the introduction has always ended postively. His down to earth and calm manner is a breath of fresh air from the hard sell competition and is proven to be far more successful as well"
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